Complaint Submission Form

Adroit is committed to complying with all state and federal laws and to ensuring that our customers are treated fairly in all dealings with our company. If you believe we have fallen short of these commitments, we urge you to notify our Compliance Department, to initiate an investigation and rectify any problems that are found. You may report your compliance problems by submitting the following online form:

Complaint Submission Form:

I am a (select one)

Customer

Adroit Employee

Producer

Please select “yes” if you prefer to remain anonymous. (However, by choosing to make an anonymous report, we may be unable to respond to you directly, although we will still investigate your complaint to the extent possible.)

Yes

Contact Information (optional)

Your name:

First Last

Your address:

Street Address Address Line 2 City State ZIP Code

Your email:

Your sales agent:

I do not recall

N/A

Tell us what happened:

Tell us when it happened:

Tell us how we can make it right:

As an alternative, you may also report concerns through our Compliance Hotline, which can be reached at 1-800-404-9089

Adroit takes all complaints seriously. Your report will be handled confidentially to the greatest extent possible. Our company also maintains a strict non-retaliation policy that protects anyone submitting a report in good faith from reprisal due to the complaint. All reports will be reviewed within two (2) business days and responded to as quickly as possible. Thank you for helping Adroit ensure the compliance of our business practices.

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Complaint Submission Form

Complaint Submission Form:

Contact Information (optional)